Penalties
Golf is a game that should be played in the spirit of the game and with integrity and honesty.
Essentially you play the course as you find it and your ball as it lies.
But there are exceptions where the Rules of Golf allow you to alter conditions on the course and require or allow the player to play the ball from a different place from where it lies.
These Rules are not designed to penalise you but are there to offer help on how to deal with playing your ball from difficult locations in order for you to enjoy your round of golf.
However, you should be aware of when you might breach a Rule of Golf and you are responsible for applying your own penalties if you breach a Rule, so that you cannot gain any potential advantage over your opponent in match play or other players in stroke play.
Penalties fall into three categories:
- One-Stroke Penalty. This penalty applies in both match play and stroke play under certain Rules where either (a) the potential advantage from a breach is minor or (b) a player takes penalty relief by playing a ball from a different place than where the original ball lies.
- General Penalty (Loss of Hole in Match Play, Two-Stroke Penalty in Stroke Play). This penalty applies for a breach of most Rules, where the potential advantage is more significant than where only one penalty stroke applies.
- Disqualification. In both match play and stroke play, a player may be disqualified from the competition for certain actions or Rule breaches involving serious misconduct (see Rule 1.2) or where the potential advantage is too significant for the player’s score to be considered valid.
There can be no Discretion to Vary Penalties. Penalties need to be applied only as provided in the Rules:
1.3c Penalties
(1) Actions Giving Rise to Penalties. A penalty applies when a breach of a Rule results from a player’s own actions or the actions of their caddie (see Rule 10.3c).
A penalty also applies when:
- Another person takes an action that would breach the Rules if taken by the player or caddie and that person does so at the player’s request or while acting with the player’s authority, or
- The player sees another person about to take an action concerning the player’s ball or equipment that they know would breach the Rules if taken by the player or caddie and does not take reasonable steps to object or stop it from happening.
(2) Levels of Penalties. Penalties are meant to cancel out any potential advantage to the player. There are three main penalty levels:
- One-Stroke Penalty. This penalty applies in both match play and stroke play under certain Rules where either (a) the potential advantage from a breach is minor or (b) a player takes penalty relief by playing a ball from a different place than where the original ball lies.
- General Penalty (Loss of Hole in Match Play, Two-Stroke Penalty in Stroke Play). This penalty applies for a breach of most Rules, where the potential advantage is more significant than where only one penalty stroke applies.
- Disqualification. In both match play and stroke play, a player may be disqualified from the competition for certain actions or Rule breaches involving serious misconduct (see Rule 1.2) or where the potential advantage is too significant for the player’s score to be considered valid.
(3) No Discretion to Vary Penalties. Penalties need to be applied only as provided in the Rules:
- Neither a player nor the Committee has authority to apply penalties in a different way, and
- A wrong application of a penalty or a failure to apply a penalty may stand only if it is too late to correct it (see Rules 20.1b(2), 20.1b(3), 20.2d and 20.2e).
In match play, the player and opponent may agree how to decide a Rules issue so long as they do not agree to ignore any Rule or penalty they know applies (see Rule 20.1b(1)).(4) Applying Penalties to Multiple Breaches of the Rules. Whether a player gets multiple penalties for breaching multiple Rules or the same Rule multiple times depends on whether there has been an intervening event and on what the player did. For the purpose of applying this Rule, there are two intervening events:
- The completion of a stroke, and
- Being aware or becoming aware of a breach of a Rule (this includes when a player knows they breached a Rule, when the player is told of a breach, or when the player is uncertain whether or not they have breached a Rule).
Penalties are applied as follows:
- Single Penalty Applied for Multiple Breaches Between Intervening Events: If a player breaches multiple Rules or the same Rule multiple times between intervening events, the player gets only one penalty. If the Rules breached have different penalties, the player gets only the higher-level penalty.
- Multiple Penalties Apply for Breaches Before and After Intervening Event: If a player breaches a Rule and then breaches the same Rule or another Rule after an intervening event, the player gets multiple penalties.
Exception – Failure to Replace a Moved Ball: If a player is required to replace a moved ball under Rule 9.4 but fails to do so and plays from a wrong place, they get only the general penalty under Rule 14.7a.But any penalty strokes a player gets for taking penalty relief (such as one penalty stroke under Rules 17.1, 18.1 and 19.2) are always applied in addition to any other penalties.
Clarifications
1.3c/1 – Player Is Not Disqualified from a Competition When That Round Does Not Count
In competitions where not all rounds count, a player is not disqualified from the competition for being disqualified from a single round.
For example, in a team competition with four-player teams, where the three best scores for each round are added up to make the team’s score for each round, a player is disqualified from the second round for not correcting the play of a wrong ball. That player’s score does not count for the team score in the second round but the player’s score would count for any other round of the competition.
1.3c/2 – Applying Disqualification Penalties, Concessions and Wrong Number of Strokes in a Stroke-Play Play-Off
During a play-off in a stroke-play competition the Rules are applied as follows:
- If a player is disqualified (such as for making a stroke with a non-conforming club), the player is disqualified from the play-off only and the player is entitled to any prize that may have been won in the competition itself.
- If two players are in the play-off, one player is allowed to concede the play-off to the other player.
- If Player A mistakenly gives the wrong number of strokes to Player B and that mistake results in Player B lifting their ball (such as when Player B thinks they have lost the play-off to Player A), Player B is allowed to replace the ball without penalty and complete the hole. There is no penalty to Player A.
1.3c(1)/1 – Action of Another Person Breaches a Rule for Player
A player is responsible when another person’s action breaches a Rule with respect to the player if it is done at the player’s request or if the player sees the action and allows it.Examples of when a player gets the penalty because they requested or allowed the action include:
- A player asks a spectator to move a loose impediment near their ball. If the ball moves the player gets one penalty stroke under Rule 9.4b (Penalty for Lifting or Deliberately Touching Ball or Causing It to Move) and ball must be replaced.
- A player’s ball is being searched for in tall grass. A spectator finds the ball and presses the grass down around the ball, improving the conditions affecting the stroke. If the player, seeing that this is about to happen, does not take reasonable steps to try to stop the spectator, they get the general penalty for a breach of Rule 8.1a (Player’s Actions That Improve Conditions Affecting the Stroke).
1.3c(4)/1 – Player Gets Two One-Stroke Penalties When There Is an Intervening Event
If a player breaches a Rule with one penalty stroke, becomes aware of that breach and then breaches the same Rule or a different Rule with one penalty stroke, the player gets both penalties for a total of two penalty strokes.
For example, a player lifts their ball in the general area to identify it without marking the spot of the ball. Another player tells the player about the penalty and that they get one penalty stroke under Rule 7.3. Before replacing the ball, the player cleans the ball more than necessary to identify it, also in breach of Rule 7.3. When the player was made aware of the first penalty, that was an intervening event and so the player also gets one penalty stroke for cleaning the ball, which means that the player gets two penalty strokes in total. (New)
1.3c(4)/2 – Player Breaches Rule Then Breaches Another Rule as Part of Their Next Stroke
If a player breaches a Rule without becoming aware of that breach and then breaches the same Rule or another Rule in playing their ball, the player gets only one penalty.
For example, in stroke play, a player takes relief from an immovable obstruction near a putting green but mistakenly drops a ball in a wrong place. Before playing the ball, the player removes sand on their line of play in the general area in breach of Rule 8.1a and then makes a stroke from the wrong place. As there was no intervening event between the removal of the sand and playing the ball from the wrong place, the player gets only one general penalty of two strokes. (New)
Below is a Chart detailing all breaches of the Rules of Golf that carry a 1-stroke Penalty: