Amendments to the Clarifications and Committee Procedures for the 2023 Rules of Golf
1.3c(4)/1 – Player Gets Two One-Stroke Penalties When There Is an Intervening Event
If a player breaches a Rule with one penalty stroke, becomes aware of that breach and then breaches the same Rule or a different Rule with one penalty stroke, the player gets both penalties for a total of two penalty strokes.
For example, a player lifts their ball in the general area to identify it without marking the spot of the ball. Another player tells the player about the penalty and that they get one penalty stroke under Rule 7.3. Before replacing the ball, the player cleans the ball more than necessary to identify it, also in breach of Rule 7.3. When the player was made aware of the first penalty, that was an intervening event and so the player also gets one penalty stroke for cleaning the ball, which means that the player gets two penalty strokes in total. (New)
When a player breaches multiple Rules or the same Rule multiple times, any relationship between the breaches is broken by an intervening event and the player will get multiple penalties.
1.3c(4)/2 – Player Breaches Rule Then Breaches Another Rule as Part of Their Next Stroke
If a player breaches a Rule without becoming aware of that breach and then breaches the same Rule or another Rule in playing their ball, the player gets only one penalty.
For example, in stroke play, a player takes relief from an immovable obstruction near a putting green but mistakenly drops a ball in a wrong place. Before playing the ball, the player removes sand on their line of play in the general area in breach of Rule 8.1a and then makes a stroke from the wrong place. As there was no intervening event between the removal of the sand and playing the ball from the wrong place, the player gets only one general penalty of two strokes. (New)
3.2c(1)/2 – Player Gives Opponent Incorrect Handicap Information Before Handicap Match.
If a player gives the opponent incorrect information in relation to their handicap and this results in the player giving too few or getting too many strokes, the player is disqualified under Rule 3.2c(1).
For example, a player tells an opponent an incorrect Handicap Index TM, or a Course Handicap TM or Playing Handicap TM that they (the player) calculated incorrectly, and this is used to determine how many handicap strokes there will be in the match. If this means the player will get too many or give too few handicap strokes because of the incorrect information, and this error is not corrected before the opponent makes their next stroke, the player is disqualified. (New)
3.2d(4)/1 – Meaning of “Agree” in Rule 3.2d(4)
A player in a match who knows or believes that their opponent has breached a Rule that has a penalty may choose not to act on the breach, but the player and opponent may not agree to ignore a breach or penalty they know applies. For there to be an agreement, both players need to have been involved in the decision to ignore the breach or the penalty.
The following examples illustrate when there is not an agreement between a player and an opponent:
- During play of a hole, the player sees their opponent lift their ball for identification without first marking its spot. The player tells the opponent that failure to mark is a breach of the Rules but advises the opponent that they (the player) are not going to act on the breach. It was the player’s sole decision not to act on the breach and, consequently, there has not been an agreement.
- During play of a hole, the opponent advises the player that they (the opponent) touched sand on their backswing in a bunker. The player confirms that this is a loss of hole penalty, but advises the opponent that they (the player) are not going to act on the breach. It was the player’s sole decision not to act on the breach and, consequently, there has not been an agreement.
In such cases when a player makes a sole decision not to act on a breach and tells the opponent of that decision, the player may not change that decision after either player makes another stroke on the hole, or if no more strokes are made on that hole, once either player makes a stroke from the next teeing area.
The following examples illustrate when there is an agreement between the player and the opponent:
- During play of a hole, the player sees their opponent lift their ball for identification without first marking its spot. The player tells the opponent that failure to mark is a breach of the Rules but, after discussion, the player and opponent conclude that they don’t want to apply penalties in situations where there is no clear advantage from the breach of the Rule. As both players were involved in determining the outcome of the situation, and they then agreed not to apply the penalty, there has been an agreement to ignore the breach of the Rules, and both players are disqualified under Rule 1.3b.
- During play of a hole, the opponent advises the player that they (the opponent) touched sand on their backswing in a bunker. The player confirms that this is a loss of hole penalty, but the opponent suggests to the player that they overlook the breach as no real advantage was gained. The player decides not to apply the penalty. As the player was influenced by the opponent in their decision not to act on the breach there has been an agreement, and both players are disqualified under Rule 1.3b. (New)
3.3b(4)/1 – Penalty for Player Who Deliberately Fails to Alert Committee to an Administrative Mistake
The Committee is responsible for adding up the player’s hole scores and, in a handicap competition, for determining how many handicap strokes the player will get for the round and calculating the player’s net score.
If the Committee makes an error in carrying out any of these responsibilities, this is an administrative mistake and there is no time limit to correct such a mistake (Rule 20.2d(2)). But if a player notices such a mistake, they are responsible for alerting the Committee to the mistake. If it is discovered that the player noticed such a mistake and they deliberately failed to bring it to the attention of the Committee, the Committee should disqualify the player under Rule 1.2a (Serious Misconduct). (New)
4.3a/1 – Limitations on Using Green-Reading Materials
Rule 4.3 limits the use of equipment and devices that might help a player in their play, based on the principle that golf is a challenging game in which success should depend on the judgement, skills and abilities of the player. This Clarification of Rule 4.3 limits the size and scale of detailed putting green maps and any similar electronic or digital materials that a player may use during a round to help with reading their line of play for any stroke made from the putting green so that a player’s ability to read a green remains an essential part of the skill of putting.
Putting Green Maps
The player is allowed to use a putting green map or other putting green information, except that:
- Any image of a putting green must be limited to a scale of 3/8 inch to 5 yards (1:480) or smaller (the “scale limit”).
- Any book or other paper containing a map or image of a putting green must not be larger than 4 1/4 inches x 7 inches (the “size limit”), although a “hole location sheet” that displays 9 or more holes on a single sheet of paper may be larger, provided that any image of a single putting green meets the scale limit.
- No magnification of putting green information is allowed other than a player’s normal wearing of prescription glasses or lenses.
- Hand drawn or written information about a putting green is only allowed if contained in a book or paper meeting the size limit and written by the player and/or their caddie.
Electronic or Digital Putting Green Maps
In electronic or digital form, any image of a putting green must meet the above scale and size limits. Even when an electronic or digital putting green map meets the above limits, the player is still in breach of Rule 4.3 if the player uses any device in a manner not consistent with the purpose of these limits, such as by:
Increasing the size of the green’s representation beyond the scale or size limits;
Producing a recommended line of play based on the location (or estimated location) of the player’s ball (see Rule 4.3a(1)).
4.3a/2 – When Use of Alignment Device Results in Breach
If a player places an “alignment device” (see definition in Equipment Rules) to show the line of play and then positions their ball based on the direction of that alignment device, the player is in breach of Rule 4.3a.
For example, a player’s ball comes to rest on the putting green and the player marks the spot of their ball with an “alignment device.” When doing so, the alignment device is placed to show the line of play. If the player then lifts and replaces their ball (which includes rotating it) so that a marking on the ball is lined up with the alignment device, the player is in breach of Rule 4.3a. (New)
5.2/1 – Meaning of “Course” in Rule 5.2
For the purpose of Rule 5.2, the word “course” (when not used as a definition in italics) is used to mean the holes being used for any rounds of the competition to be played on that day.
Examples of when practising is allowed before a round include when:
- A player who is due to play a competition on one course may play on the other course earlier on the same day, even if both courses are situated on the same property with no boundaries between the two.
- A player who is due to play a competition on holes 1–9 may play on holes 10–18 earlier on the same day. (New)
6.4b(1)/1 – Meaning of “Same Order” in Rule 6.4b(1) When Players Played Out of Turn at Previous Teeing Area
The term “same order” in Rule 6.4b(1) refers to the order in which the players in the group should have played from the previous teeing area, even if they played in a different order.
For example, Player A has the honour on the 6th hole, but Player B plays first from the teeing area to save time. If the players have the same score on the 6th hole, the honour on the 7th hole remains with Player A as that is the same order that the players would have played in from the previous teeing area had they not chosen to play “ready golf”. (New)
9.2b/1 – Determining Whether the Player’s Actions Caused the Ball to Move When Equipment Is Involved
Rule 9.4 applies when it is known or virtually certain that the player’s actions caused their ball to move. This includes when a player’s actions cause an object to move the ball. But Rule 9.4 does not always apply when the player’s ball has moved and their equipment is involved.
Examples of when Rule 9.4 applies because it is known or virtually certain that the player was the cause of the ball’s movement include when the player:
- Puts down their bag on a slope and the bag immediately falls onto the ball and moves it.
- Drops a club which causes the ball to move.
Examples of when Rule 9.6 applies because it is not known or virtually certain that the player was the cause of the ball’s movement include when the player:
- Puts down his bag and there is a period of time before the bag falls onto to the ball and moves it.
- Leaves a towel on top of their bag which then blows onto the ground and causes the ball to move.
These principles would also apply in determining whether an opponent’s actions caused a player’s ball to move (Rule 9.5). (New)
10.2b/1 – Use of Self-Standing Putter for Alignment Help Is Not Allowed
Provided a self-standing putter conforms to the Equipment Rules, it may be used to make a stroke (Rule 4.1a(1)). But the player (or their caddie) is not allowed to set such a putter down to get help in any way that would breach Rule 10.2b.
For example, the player must not set the putter down in a standing position right behind or right next to the spot where the ball lies on the putting green to show the line of play or to help the player in taking their stance for the stroke in breach of Rule 10.2b(3). (New)
11.1b/3 – What to Do When Ball Played from Anywhere Except Putting Green Is Deflected or Picked Up by an Animal
If a ball played from anywhere except the putting green is in motion and is stopped or deflected by an animal, there is no penalty and the ball must be played as it lies (see Rule 11.1).
But if an animal picks up a ball in motion, the ball has come to rest on the animal and free relief must be taken using the point where the animal picked up the ball as the reference point (see Rule 11.1b(1)).
For example, a ball played from the fairway is picked up by a dog while it is still in motion. The ball has come to rest on the animal at the point where the dog picked up the ball.
- If the ball was picked up on the fairway, a ball must be dropped within one club-length of and no nearer the hole than the point where the ball was picked up by the dog in the general area.
- If the ball was picked up on the putting green, a ball must be placed on the putting green on the estimated spot where the ball was picked up. (New)
14.1c/2 – When a Moved Ball May Be Cleaned
When a moved ball has been lifted because a Rule requires it to be replaced, the ball may always be cleaned, except in the four situations described in Rule 14.1c.
For example, if a player’s ball has come to rest against a movable obstruction and the ball moves when the movable obstruction is removed, the player is required to replace the ball on the original spot (Rule 15.2a(1)) and may clean the ball before doing so. (New)
14.2c/3 – Ball Must Not Be Pushed into Ground When Replacing It
When replacing a ball, it must be replaced on its original spot. The original spot includes the same vertical position the ball was in before being lifted or moved. If the ball will not remain at rest when attempting to replace it, the player must follow the procedure in Rule 14.2e (What to Do If Ball Does Not Stay on Original Spot) rather than push the ball into the ground.
For example, a player’s ball comes to rest against a movable obstruction on the slope of a bunker. If the ball moves when removing the obstruction, the ball must be replaced. If the ball will not stay at rest on the original spot, the player must replace the ball on the nearest spot in the bunker where the ball will remain at rest that is not nearer to the hole. If instead, the player pushes the ball into the sand, the player has replaced the ball in a wrong place (Rule 14.7) and has altered their lie (Rule 14.2d) and must correct the mistake by lifting the ball (Rule 14.5b(2)), re-creating the original lie and replacing the ball under Rules 14.2c and 14.2e. (New)
15.3/1 – Methods for Moving Ball or Ball-Marker Helping or Interfering with Play
When a player is moving their ball or ball-marker under Rule 15.3, it should be placed to the side by measuring with a club, such as by using the clubhead or the full length of a club. This can be done by measuring directly from the ball or by marking the spot of the ball and measuring from there.
Some examples of this include:
- The player may mark the spot of the ball and then move the ball-marker one or more clubheads to the side.
- The player may mark the spot of the ball and then move the ball-marker a clubheads to the side.
- The player may lay a club or clubhead down immediately to the side of the ball and move the ball to the other end of the club or clubhead, or place a ball-marker at that point.
In moving the ball or ball-marker, the player should align the club with a fixed object (such as a blemish on the green or a sprinkler head) to ensure that when replacing the ball, the steps can be reversed and the ball be replaced on the spot from which it was lifted. (New)
16.3b/1 – Taking Embedded Ball Relief When Spot Immediately Behind Ball is Not In General Area
When a player is allowed to take relief from a ball embedded in the general area, there are situations where the spot immediately behind where the ball is embedded is not in the general area.
When this occurs, the relief procedure requires the player to find the nearest spot in the general area that is not nearer the hole to the spot immediately behind where the ball embedded, and this spot becomes the reference point for establishing a relief area under Rule 16.3b.
While this spot is normally very close to the spot behind where the ball embedded, it could be some distance away (such as when a ball embeds just outside a penalty area and, based on the shape of the penalty area, the player would need to go some distance to the right or left in order to find a spot in the general area that is not nearer the hole).
This procedure also applies when a ball is in bounds but embeds right next to out of bounds or when it embeds in the wall or face right above a bunker. (New)
Advice/3 –When Statements That Include Public Information Are Advice
Statements of public information may be given without penalty. But it is advice when the statement also contains information intended to influence a player in choosing a club, making a stroke or deciding how to play during a hole or round.
Examples of statements that are not advice include:
- “The penalty area is 5 yards short of the front edge of the green.”
- “The wind is blowing from the west, which means that on this hole the wind is blowing from the right.”
Examples of statements that are advice include:
- The penalty area is 5 yards short of the front edge of the green, so you may want to use enough club to make sure you carry the ball to the middle of the green.”
- “The wind is behind us on this hole, so be sure to land the ball short of the green.” (New)
Committee/1 – Limiting a Committee Member’s Duties and Responsibilities
A Committee may choose to limit the role of some members, require that certain decisions have the agreement of specific members or delegate some responsibilities to people outside the Committee.
Examples include:
- Limiting a referee’s duties in match play or stroke play.
- Specifying that only certain referees or members of the Committee can enforce a Pace of Play Policy.
- Stating that a minimum of three members of the Committee are required to decide whether a player will be disqualified for serious misconduct under Rule 1.2.
- Giving authority to the club professional, club manager or other designated person to make rulings on behalf of the Committee
- Authorizing the head of the maintenance staff to suspend play on behalf of the Committee.
- Limiting which referees have the authority to define an unmarked area to be ground under repair during a competition. (New)
Relief Area/1 – Determining Whether Ball Is in Relief Area
Generally, a ball has come to rest in a relief area if any part of the ball is within the one or two club-length measurement.
But when taking relief under a Rule that has a reference point (such as when taking relief from an immovable obstruction), a ball is not in the relief area if any part of the ball is nearer the hole than the reference point.
When taking back-on-the-line relief or if a dropping zone is being used as a relief area, as there is no reference point, the ball is in the relief area when any part of the ball touches or overhangs the relief area. This is true even if part of the ball is nearer the hole than the front edge of the relief area. (New)
Moved Clarifications
6.5/1 – When a Player or Side Has Completed a Hole
When a player has holed out, the play of that hole is completed and the player gets no penalty for playing another ball.
There are several Rules (such as Rules 4.1b, 4.3, 5.5b and 20.1b(2)) where it is important to understand when a hole has been completed.
Match Play:
Single: When the player has holed out, their next stroke has been conceded, or the outcome of the hole has been determined.
Foursome: When the side has holed out, its next stroke has been conceded, or the outcome of the hole has been determined.
Four-Ball: When both partners have holed out, their next strokes have been conceded, or the outcome of the hole has been determined.
Stroke Play:
Individual: When the player has holed out.
Foursome: When the side has holed out.
Four-Ball: When both partners have holed out, or one partner has holed out and the other cannot better the side’s score.
Stableford, Par/Bogey, and Maximum Score: When the player has holed out, or has picked up after scoring zero points, losing the hole or reaching the maximum score.
Moved from 5.5b/1
7.4/3 – Ball Moved When Search Temporarily Stopped
In Clarification 7.4/2, a player gets a penalty if the ball is moved when they are not trying to find it.
However, if a player accidentally moves their ball when a search is temporarily stopped due to circumstances outside the player’s control, the player gets no penalty for moving the ball.
For example:
- The player stops searching for their ball to get out of the way of another group who is going to play through. While getting out of the way, the player accidentally moves their ball.
- The Committee suspends play and the player begins to leave the area and accidentally steps on and moves their ball.
Moved from 9.4b/3
New Sections Introduced to the Committee Procedures for 2023
4A(1) Starting Intervals
Overcrowding the course is a common cause of rounds taking longer than necessary. The bigger the gap in tee times, the better play will flow. But the Committee will often need to balance this with the desire to allow as many players as possible to have the opportunity to play the course or competition.
When play is in two-balls an interval of at least 8 minutes is recommended. When play is in three-balls, the interval should be increased to at least 10 minutes. For four-balls, 11 or 12 minute intervals should be considered.
Even with appropriate starting intervals, delays can arise on the course due to a number of factors, such as ball searches or a hole that is playing particularly hard or easy. The impact of such delays can be minimized by having empty starting intervals, sometimes referred to as “starter’s gaps”.
If, for example, the starting intervals are 10 minutes and the Committee has an empty starting time after every 10th group, there will be a 10 minute break in play from the 1st tee every 90 minutes. If a delay has built up on a particular tee early on in the round, the starter’s gap should help to minimize the impact of the delay. Without the empty starting interval, the likelihood is that waiting on that hole will increase as the day goes on.
5D Eligibility Requirements for Players with Disabilities to use Rule 25
As provided in Rule 25.1, the modified Rules for players with disabilities apply to all competitions, and it is a player’s category of disability and eligibility that determine whether they can use specific modified Rules in Rule 25.
It is not necessarily the role of a Committee to make assessments on player eligibility. Determining a player’s eligibility to use specific Rules in Rule 25 can be straightforward, but in some cases it is less obvious. Eligibility for Rule 25 is based on the impact that a player’s impairments have on their ability to play golf rather than being a determination of whether someone is disabled.
A Committee may ask for evidence of a player’s disability in order to confirm the eligibility of a player to use Rule 25. Such evidence could be in the form of a medical certificate, confirmation from a national governing body, a pass issued by an officially accredited medical authority, or something similar.
Alternatively, a Committee may specify that only players who hold a specific pass or certificate are eligible to compete in a competition (with players who are eligible then using the modified Rules applicable to their category of disability).
Examples of passes that a Committee may choose to require as evidence of a category of disability or may require for players to be eligible for specific competitions are the WR4GD Pass and the EDGA Access Pass. These passes are administered and issued by the EDGA Eligibility Team and the application process for golfers to get an EDGA Pass is free of charge. More information can be found at: http://www.edgagolf.com/online/pass/pass_info.php
(7) Guidance and Explanation of Best Practice to Help Prevent “Backstopping”
“Backstopping“ is the common term used to describe the following situation in stroke play:
A player, without agreement with any other player, leaves their ball in place on the putting green close to the hole in a position where another player, who is about to play from off the putting green, could benefit if their ball struck the ball at rest.
As there has been no agreement to leave the ball in place to help any player, there is no breach of the Rules (see Rule 15.3a).
However, The R&A and USGA take the view that “backstopping” fails to take into account all of the other players in the competition and has the potential to give the player with the “backstop” an advantage over those other players.
As a result, the following guidance and explanation of best practice is available for Committees to provide to players to help prevent backstopping:
- In stroke play, the competition involves all players and, because each player in the competition cannot be present to protect their own interests, protecting the field is an important responsibility that all players in the competition share.
- Therefore, in stroke play, if there is a reasonable possibility that a player’s ball close to the hole could help another player who is about to play from off the green, both players should ensure that the player whose ball is close to the hole marks and lifts that ball before the other player plays.
- If all players follow this best practice, it ensures the protection of the interests of everyone in the competition.
Duties and Authority of Referees and Committee Members
As detailed in the definition of “referee”, a referee’s duties and authority in match play depends on their assigned role, whereas in stroke play, a referee is responsible for acting on any breach of the Rules they see or are told about.
Whether or not a referee is assigned to one match, they cannot act on a request for a ruling if the facts were known to the opponent at the time and no request was made in time. See Clarification Committee/1 for limitations that can be put on the role of some referees or some Committee members.
(5) Player Responsible for Providing Correct Information to Referee
A referee will often rely on the assistance of a player to determine the facts of a situation before making a ruling. In these situations, the player needs to do their best to provide correct information to the referee so that the referee can make a ruling.
If the ruling given turns out to have been wrong when additional information is brought to the attention of the Committee (such as by reviewing video), the action the Committee should take is based on whether the player did their best to provide the correct information to the referee.
If the player failed to do their best (such as by deliberately giving the referee misleading comments or deliberately withholding information) and this resulted in the referee directing the player to play from a wrong place, the Committee should correct the ruling so that the player is in breach of Rule 14.7 on the hole in question. The same would be true if a referee did not penalize the player when a penalty should have been applied (such as when the player improved their conditions affecting the stroke). The Committee should also consider whether the player should be disqualified for serious misconduct under Rule 1.2a.
However, if the player did do their best to provide correct information, and the referee made a ruling based wholly or in part on information the player provided, the player should not be penalized retrospectively for playing from a wrong place. But, the player may still be penalized retrospectively if their actions before speaking to the referee were a breach of the Rules.
For example, a player sees their ball at rest move in the rough before a stroke and does not believe they were the cause of the movement. They then speak to a referee and state that they do not think they touched the grass near the ball prior to its movement. Based on that information, the referee rules that the ball will be played as it lies without penalty. Later in the round, video evidence shows that the player did touch the grass very close to the ball causing it to move. By doing so, the player should have been given one penalty stroke and replaced the ball before making the next stroke. In this situation, the Committee should retrospectively add one penalty stroke to player’s score on that hole for causing their ball to move. But, because the player did their best to help the referee with the ruling, the player would not be penalized for playing from a wrong place.
A similar example would be when a player improves the conditions affecting their stroke while preparing to play (such as by walking across the fringe of the putting green and unknowingly stepping on and pressing down a small pile of sand on their line of play). A nearby referee with an incomplete view of the player’s actions is concerned the player may have improved their lie. When asking the player what they did, the player states they thought they stepped over the line of play. Based on this information the referee rules there is no penalty. It is later discovered the player did walk on their line and, in doing so, pressed down sand that improved their line of play. Even though the player did their best to provide the referee with correct information, the action had already occurred at the time of the conversation so the Committee should correct the ruling and retrospectively rule that the player gets the general penalty on that hole.
Substantive Changes
Before the Competition
5A(1)c Amateur Status
A competition may be limited to amateur golfers only, professional golfers only or may allow all players to compete against each other. When a competition is open to all players, the Committee should ask players to identify their status (for example, “amateur”) in advance of the competition, such as on an entry form.
5F(2) Selecting Hole Locations
New holes should ideally be made on the day on which a competition begins and at such other times as the Committee considers necessary, provided all players in a single round play with each hole cut in the same location.
But when a single round is to be played on more than one day (such as when players may choose which day to play in a competition), the Committee may advise players in the Terms of the Competition that the holes and teeing areas will be located differently on each day of the competition. But on any one day, all players must play with each hole and each teeing area in the same location.
The locations of the holes on the putting greens can have a considerable effect on scoring and pace of play during competitions. Many factors go into the selection of hole locations, with emphasis on the following points:
- In selecting the locations, the ability of the players should be considered so that the locations selected are not so difficult as to slow down play significantly or so easy as not to challenge better players.
- The speed of the greens is a significant factor in choosing the location of the hole. While a hole location may work well for a slower green, it may prove to be too severe when the speed of the greens is increased.
- The Committee should avoid placing a hole on a slope where the ball will not come to rest. When the contours of the green allow, holes should be placed where there is an area of two to three feet around the hole that is relatively level so that putts struck at the proper speed will stop around the hole.
Some additional considerations include:
- Setting holes where there is enough putting green surface between the hole and the front and sides of the putting green to accommodate the approach on that particular hole. For example, placing the hole immediately behind a bunker when a long approach is required by the majority of the field is usually not recommended.
- Balancing hole locations for the entire course with respect to left, right, centre, front and back locations.
5I Code of Conduct Policy
The Committee may set its own standards of player conduct in a Code of Conduct adopted as a Local Rule (see Rule 1.2b). The purpose of such a Code is to outline the standards of conduct the Committee expects of the players while playing the game of golf and the penalties that may apply for breaches of that Code. But the Rules of Golf determine what actions a player may and may not take while playing the game and a Committee does not have the authority to change those permissions and restrictions by applying penalties differently through a Code of Conduct.
If a Code of Conduct has not been established, the Committee is limited to penalizing players for inappropriate conduct usingRule 1.2a. The only penalty available for an act that is contrary to the spirit of the game under that Rule is disqualification (see Section 5I(5) for more information).
(1) Establishing a Code of Conduct
In establishing a Code of Conduct, the Committee should consider the following:
When setting limits or prohibiting a player’s actions, the Committee should consider the different cultures of the players. For example, something that may be considered inappropriate behaviour in one culture may be acceptable under another.
The penalty structure that will apply for a breach of the Code (see Section 5I(4) for an example).
Who will have the authority to decide penalties and sanctions. For example, it could be the case that only certain Committee members have the authority to apply such penalties, a minimum number of Committee members need to be involved in making such a decision or any member of the Committee has authority to make such a decision.
Whether there will be an appeals process.
(2) Allowed and Prohibited Uses of a Code of Conduct
a. Allowed
The Committee may include the following within a Code of Conduct:
- Specific details of unacceptable behaviour that a player may be penalized for during a round, for example:
- Failure to care for the course, such as not raking bunkers or not replacing or filling divots.
- Unacceptable language.
- Abuse of clubs or the course.
- Failing to show proper consideration for other players, referees or spectators.
- A prohibition on players entering all or specified no play zones.
- Limitations on the use of social media
- Details on acceptable clothing
b. Not Allowed
The Committee may not use a Code of Conduct to:
- Change existing penalties in the Rules of Golf, such as by increasing the penalty for a player who fails to mark their ball before lifting it on the putting green, from one stroke to two strokes.
- Introduce new penalties for actions unrelated to player behaviour, for example a Committee may not use a Code of Conduct to introduce an unauthorized Local Rule, such as penalizing a player for hitting a ball over properties located out of bounds, or introducing a penalty for a player who fails to announce to another player that they are going to lift a ball to identify it.
- Apply stroke penalties for inappropriate player behaviour before or between rounds. But the Committee may apply other sanctions, such as withdrawing the player from the competition or refusing to allow the player to enter future competitions.
- Penalize a player under a Code of Conduct for a breach of a spectator code by the player’s family or supporters, such as by penalizing a player when a family member walks on the fairway in a junior competition when they are not allowed to do so.
(3) Determining Penalties for Breach of Code
When determining the sanctions and penalty structure that will apply, the Committee should consider:
- If there will be a warning system before any penalty or other sanction is imposed.
- If the sanctions will be of a disciplinary nature or involve stroke penalties or other penalites under the Rules. Disciplinary sanctions that a Committee may impose include refusing to allow the player to enter one or more future competitions run by the Committee or requiring the player to play at a particular time of day. Such sanctions are separate from the Rules of Golf and it is a matter for the Committee to write and interpret any such sanctions.
- If the penalty for each breach will be set as one penalty stroke or the general penalty and if penalties will escalate, such as one penalty stroke for the first breach and the general penalty for the second breach. The Committee should not use any other types of penalties that would apply to a player’s score.
- If a penalty will automatically apply whenever a player breaches one of its standards or if such a penalty will be left to the Committee’s discretion.
- If breaches of a Code of Conduct will be carried forward to later rounds in multiple round events where there are escalating penalties for multiple breaches. For example, in a 36-hole competition, where a first breach results in a warning and a second breach results in one penalty stroke, the Committee may provide that any breaches from round 1 carry forward to round 2.
- If different penalties will apply for breaching different aspects of the Code.
- If the Code of Conduct is to be applied to a player’s caddie. A Code of Conduct automatically applies to a player’s caddie through Rule 10.3c, therefore, if the Committee does not want any aspects of a Code of Conduct to apply to a player’s caddie, this aspect needs to be stated in the Code of Conduct
(4) Sample Penalty Structure for a Code of Conduct
The following model penalty structures give examples of how the Committee may choose to penalize breaches of a Code of Conduct in the Local Rule.
The Committee may decide to implement such a penalty structure without a warning or sanction for a first breach, or it may provide different penalties for each item within the Code of Conduct. For example, certain breaches may result in one penalty stroke, with other breaches resulting in the general penalty.
Model Penalty Structure 1
- First breach of the Code of Conduct – warning or Committee sanction.
- Second breach – one penalty stroke.
- Third breach – general penalty.
- Fourth breach or any serious misconduct – disqualification.
Model Penalty Structure 2
- First breach of the Code of Conduct – one penalty stroke.
- Second breach – general penalty.
- Third breach or any serious misconduct – disqualification.
If a breach happens between two holes, the penalty applies to the next hole
(5) Spirit of the Game and Serious Misconduct
Under Rule 1.2a, a Committee may disqualify a player for serious misconduct for acting contrary to the spirit of the game. This applies whether or not there is a Code of Conduct in place for a competition.
When deciding whether a player is guilty of serious misconduct, the Committee should consider whether the player’s conduct was do far removed from the expected norm in golf that the most severe sanction of removing a player from the competition is justified.
Examples of actions that could warrant disqualification under Rule 1.2a can be found in Clarification 1.2a/1.
5J Information for Players and Referees
(1) Local Rules
The Committee should ensure that any Local Rules are posted for players to see, whether on a separate handout on the first tee (sometimes referred to as a “Notice to Players”), the scorecard, a notice board or by digital communication methods.
Many organizations that run multiple competitions create a document which contains all the Local Rules they commonly use in all of their competitions. Historically this document has been printed on card stock and is known as a “Hard Card”.
If players are required to play balls on the List of Conforming Ball List (see Model Local Rule G-3) or use clubs on the List of Conforming Driver Heads (see Model Local Rule G-1) or that meet the groove and punch mark specifications (see Model Local Rule G-2), the Committee should consider making the lists available for players to view or provide access to the applicable online databases.
(2) Grouping or Draw Sheets
Sheets that provide the groupings for the round along with their starting times should be produced and posted in locations where players can check them. While players are frequently sent their starting time and groups electronically or can check them on a website, they should also be available at the course so that players can reconfirm their starting time.
(3) Hole Location Sheets
The Committee may wish to provide players with a sheet that shows them the position of the holes on the putting greens. These may be circles with the distance from the front of the green and the nearest side, a piece of paper with just the numbers or a more detailed set of drawings of the green and its surrounds with the location indicated.
(4) Scorecards Including Handicap Stroke Index Allocations
The Committee is responsible for publishing on the scorecard or somewhere else that is visible (for example, near the first tee) the order of holes at which handicap strokes are to be given or received. This allocation will be used for handicap matches and in some forms of net-score stroke play such as Four-Ball, Stableford, Maximum Score (when the maximum score is linked to the player’s net score) and Par/Bogey competitions. For guidance on how to determine the order of handicap strokes, consult System Rules of Handicapping or other guidance as provided by the handicapping body operating in the local jurisdiction.
Match Play – In a handicap match, the Committee should clarify the following in the Terms of the Competition:
- If a handicap allowance will apply and what the handicap allowance will be.
- The stroke index allocation to be used to identify the order of holes where players will give or receive handicap strokes.
Where the Committee has authorized a match to begin at a hole other than the 1st, the Committee may alter the stroke index allocation table for such matches.
Stroke Play – In a net-score competition, the Committee should determine the handicap allowances in accordance with the rules or recommendations contained within the World Handicap System publications or other guidance as provided by the handicapping body operating in the local jurisdiction.
(5) Pace of Play and Code of Conduct Policies
Copies of the Pace of Play and Code of Conduct policies should be available to players before the competition begins. When players are unfamiliar with these policies, the Committee may wish to explain them to the players in advance of the competition.
Referees and others who will be enforcing these policies should be trained and provided with any other additional materials, such as timing sheets or scripts with the specific language they should use to inform players of warnings or possible breaches.
(6) Evacuation Plan
Each Committee should consider how to evacuate players in case of severe weather or another emergency. If it is felt necessary, an evacuation plan may be created and provided to the players.
(7) Guidance and Explanation of Best Practice to Help Prevent “Backstopping”
“Backstopping“ is the common term used to describe the following situation in stroke play:
A player, without agreement with any other player, leaves their ball in place on the putting green close to the hole in a position where another player, who is about to play from off the putting green, could benefit if their ball struck the ball at rest.
As there has been no agreement to leave the ball in place to help any player, there is no breach of the Rules (see Rule 15.3a).
However, The R&A and USGA take the view that “backstopping” fails to take into account all of the other players in the competition and has the potential to give the player with the “backstop” an advantage over those other players.
As a result, the following guidance and explanation of best practice is available for Committees to provide to players to help prevent backstopping:
- In stroke play, the competition involves all players and, because each player in the competition cannot be present to protect their own interests, protecting the field is an important responsibility that all players in the competition share.
- Therefore, in stroke play, if there is a reasonable possibility that a player’s ball close to the hole could help another player who is about to play from off the green, both players should ensure that the player whose ball is close to the hole marks and lifts that ball before the other player plays.
- If all players follow this best practice, it ensures the protection of the interests of everyone in the competition.
During the Competition
6C(9)a Correction of Wrong Ruling by a Referee During a Match
a. Correction of Wrong Ruling by a Referee During Match
- A referee should not correct a wrong ruling after either player makes their next stroke. But if a player should have been disqualified and was not, that ruling may be corrected any time before the start of the player’s next match, or before the result of the competition is final (but there is no time limit on disqualifying a player under Rules 1.2 or 1.3b(1).
- If no more strokes are made on a hole after a ruling has been made, a referee should not correct a wrong ruling once either player makes a stroke from the next teeing area.
- If neither of the above bullet points apply, a wrong ruling by a referee should be corrected.
- In a situation where a wrong ruling can be corrected, if the wrong ruling has resulted in one or more players lifting their ball, the referee is responsible for directing the players to replace their balls and complete the hole, with the correct ruling applied.
- The principles above also apply where a referee fails to penalize a player for a breach of a Rule due to misunderstanding the result of a hole.
- For example, a referee fails to advise a player of a loss of hole penalty for a breach of the pace of play policy as the referee believed the player had already lost the hole. On the next hole, the referee learns that the player had not lost the hole. If the player or the opponent has made a stroke from the teeing area of that next hole, the referee can no longer correct the error.
6C(10)d Referee Gives Player Incorrect Information, Player Acts on Information in Subsequent Play
If a referee provides a player with incorrect information on the Rules, the player is entitled to act on such information in their subsequent play.
Consequently, the Committee may be required to make a judgment as to both the duration of the player’s entitlement and their proper score when, as a result of proceeding according to the incorrect information provided, the player is liable to a penalty under the Rules.
In these situations, the Committee should resolve the matter in whatever manner it considers most fair, in light of all the facts and with the objective of ensuring that no player receives an undue advantage or disadvantage. In cases where the incorrect information significantly affects the results of the competition, the Committee may have no option but to cancel the round. The following principles are applicable:
- General guidance on the Rules
When a member of the Committee or a referee provides incorrect information in the nature of general guidance about the Rules, the player should not be exempt from penalty.
For example, a player asks a referee, for future reference, if they are allowed to remove sand surrounding their ball in the general area. The referee incorrectly advises the player they are allowed to do so. Because the question did not relate to a specific situation, the player would not be exempt from penalty if the player breached that Rule later in the round.
When a referee gives a wrong ruling, the player is exempt from penalty. The Committee should extend this exemption for the duration of the competition in circumstances where the player proceeds incorrectly on their own in exactly the same manner as advised by a referee earlier in the competition. However, that exemption ceases if, in that competition, the player becomes aware of the proper procedure or has their actions questioned.
For example, a player asks a referee for help in taking relief from a red penalty area and the referee incorrectly tells the player that they must drop again because their stance is in the penalty area. If the player drops again for that same reason when taking relief from a red penalty area later in the round or during the next round of the same competition the Committee should not penalize the player for playing from a wrong place.
- Guidance on Local Rules or Terms of the Competition
When a member of the Committee or a referee gives incorrect information on whether a Local Rule or Term of the Competition is in effect, the player is exempt from penalty for acting on that information. This exemption applies for the duration of the competition unless corrected earlier, in which case, the exemption ends at that point.
For example, if the player is told by a referee that distance-measuring devices are allowed even though the Local Rule prohibiting their use is in effect, that player does not incur a penalty for using the distance-measuring device during the competition. However, if the Committee learns of the wrong ruling, the player should be informed of the mistake as soon as possible.
When a member of the Committee or a referee rules that a non- conforming club is conforming, the player is exempt from penalty for using the club. This exemption applies for the duration of the competition unless corrected earlier, in which case, the exemption ends at the completion of the round during which the correction was made.
After the Competition
7C Awarding Prizes
If the competition involves amateur golfers, the Committee should only award prizes to amateur golfers that are allowed under the Rules of Amateur Status. Committees should refer to the Rules of Amateur Status and the accompanying Guidance Notes which are available at www.USGA.org.